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Regulatory Actions

Regulatory Actions is an archive of newly published records and notices relevant to this topic area.
Each post is created from source material and is presented in a standardized format to support review and verification.
This site does not provide advice and does not interpret beyond what is stated in the original record.

REGULATORY ACTION: Denali Structured Return Strategy Fund, et al.

January 9, 2026January 9, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Position and Exercise Limits for IBIT Options and FLEX Trading

January 9, 2026January 8, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Elevation Series Trust and Truemark Investments LLC

January 9, 2026January 8, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions
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