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Regulatory Actions

Regulatory Actions is an archive of newly published records and notices relevant to this topic area.
Each post is created from source material and is presented in a standardized format to support review and verification.
This site does not provide advice and does not interpret beyond what is stated in the original record.

REGULATORY ACTION 2026-02062: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 22e-4

February 5, 2026 by O Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION 2026-02005: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange To Add Class ETF Shares to the Category of Generically-Listed ETPs That Are N

February 4, 2026 by O Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION 2026-00523: Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From Certain Aspects of Rule 3a71-2(a)(1)

January 20, 2026 by O Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: 2026-00142: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of a Proposed Rule Change To Further Extend the Temporary Exemption From the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC

January 20, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION 2026-00412: Sunshine Act Meeting; Cancellation

January 16, 2026 by O Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: 2026-00142: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of a Proposed Rule Change To Further Extend the Temporary Exemption From the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC

January 16, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of a Proposed Rule Change To Further Extend the Temporary Exemption From the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC

January 10, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Denali Structured Return Strategy Fund, et al.

January 9, 2026January 9, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Position and Exercise Limits for IBIT Options and FLEX Trading

January 9, 2026January 8, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions

REGULATORY ACTION: Elevation Series Trust and Truemark Investments LLC

January 9, 2026January 8, 2026 by OT Desk

Source: Federal Register (SEC)

Categories Regulatory Actions
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